SEC Filings

Form Filer Description Filing date View
S-1/A

Amended Registration statement for face-amount certificate companies

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CT ORDER

CT ORDER

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3 Ridgeback Capital Investments Ltd.

Initial filing by director officer or owner of more than ten percent.

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3 VENROCK ASSOCIATES

Initial filing by director officer or owner of more than ten percent.

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3 SHAW DAVID EVANS

Initial filing by director officer or owner of more than ten percent.

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3 MILLER GINA BORNINO

Initial filing by director officer or owner of more than ten percent.

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3 ROBERTS BRYAN E

Initial filing by director officer or owner of more than ten percent.

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3 MCGUIRE TERRANCE

Initial filing by director officer or owner of more than ten percent.

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3 COOK JOSEPH C JR

Initial filing by director officer or owner of more than ten percent.

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3 CURRIE MARK G

Initial filing by director officer or owner of more than ten percent.

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3 HECHT PETER M

Initial filing by director officer or owner of more than ten percent.

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3 HIGGINS MICHAEL J

Initial filing by director officer or owner of more than ten percent.

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3 MCCOURT THOMAS A

Initial filing by director officer or owner of more than ten percent.

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3 CONRADES GEORGE H

Initial filing by director officer or owner of more than ten percent.

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3 WALSH CHRISTOPHER T PHD

Initial filing by director officer or owner of more than ten percent.

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3 EBERSMAN DAVID A

Initial filing by director officer or owner of more than ten percent.

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3 Fanucci Marsha

Initial filing by director officer or owner of more than ten percent.

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EFFECT

EFFECT

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8-A12B

Registration of certain classes of securities 12(b) of the Securities Exchange Act

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CERTNAS

CERTNAS

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